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Regulatory Solicitors

Harrison Drury has a specialist team of regulatory solicitors who deliver expert advice to both businesses and individuals.  In today’s highly regulated society, it has never been more important for businesses to have the right systems and procedures in place to ensure they are compliant with the legislation which regulates their industry. 

When you are facing a regulatory issue, the pressure is rarely just legal. You may be trying to keep a business running, protect your reputation, reassure stakeholders, and respond to a regulator who expects answers quickly. If you are an individual professional, it can feel even more personal, with your career and future on the line.

Our role is to bring calm structure and clear direction. We help you understand what the regulator is asking for, what needs to happen next, and how to protect your position at every stage. Just as importantly, we keep the focus on outcomes that work in the real world, whether that means resolving concerns early, improving compliance, or defending proceedings robustly where that is the right course.

Regulatory and compliance work often starts long before court. We advise on planning and prevention, including reviewing policies and procedures, managing risk, and building practical systems that stand up to scrutiny. When an issue arises, we step in quickly to help you respond to investigations and enforcement action, from initial contact and information requests through to interviews under caution, notices, prosecutions and hearings.

People come to us in very different situations. You might be dealing with a health and safety incident, a fire safety concern, trading standards or food hygiene issues, planning enforcement, or a business-critical investigation by a statutory body or local authority. You might be a professional facing disciplinary action and needing clear advice on how to respond and present your case.

We will guide you in clear, easy-to-follow language, at a pace that feels manageable, with practical options and a steady plan. Where your situation touches other areas, we bring the right specialists together, so your advice is joined up across areas such as employment, disputes, licensing and insolvency, without you having to coordinate multiple advisers.

Our work is delivered with recognised standards and independent recognition across the firm, including Lexcel, and recognition in independent legal directories such as Chambers and Partners (UK) and The Legal 500 (UK), offering added reassurance that you are in safe hands.

We make it possible to reduce risk, take control of the situation, and move forward with clarity and confidence.

Meet our Regulatory, Compliance & Licensing team

Abbie Johnson

Paralegal Regulatory, Compliance & Licensing
t: 01200 377830

Charles Mather

Solicitor Insolvency & Restructuring Regulatory, Compliance & Licensing
t: 01772 208072
m: 07385 504637

David Edwards

Partner Regulatory, Compliance & Licensing
t: 01772 208507
m: 07584 069210

Kristen Chen

Apprentice Solicitor Regulatory, Compliance & Licensing
t: 01772 374386

Malcolm Ireland

Legal Services Partner Regulatory, Compliance & Licensing
t: 01200 401131
m: 07436 219979

Samantha Faud

Senior Associate Solicitor Regulatory, Compliance & Licensing
t: 01200 407324
m: 07920 557561

Terry Griffin

Partner Regulatory, Compliance & Licensing
t: 01772 208075
m: 07436 630227
Terry Griffin and David Edwards acted quickly and effectively.

I instructed Harrison Drury’s Regulatory team after the Police were threatening to freeze my bank account, pending investigation into my business. I was also being investigated by The Gambling Commission.

This involved a substantial amount of money, and had potentially serious consequences for me and my business. The matter was complicated by the fact that there were a number of banking and payment service institutions involved.

They negotiated with the police and the financial institutions’ legal teams, reaching a settlement which was satisfactory to all parties, enabling to me to continue my business and saving me from potentially very severe financial consequences.

We were advised to use Harrison Drury Solicitors in relation to Court proceedings that were brought against us. From day 1, they were absolutely brilliant, they sorted everything out, and kept us informed daily.

I think they went above and beyond – my wife was very worried about things, but whenever she spoke to David Edwards, he made her feel much calmer – the professionalism was second to none. If it was not for David and for his team, we would not have got the case result that we did, and which we are delighted with and relieved about. I would not hesitate to recommend David and Harrison Drury to anyone.

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